Investment Advisors

Investment Advisor Errors & Omissions (E&O) Insurance

Investment Advisors are under growing compliance and regulatory scrutiny and continue to be held to an ever-increasing level of professional duty. Individuals and firms are increasingly at risk of being sued for the services they perform. Even when lawsuits and claims appear to have little or no merit, the cost of defending those allegations could severely impact the financial condition of an advisory business. CalSurance Associates develops solutions to meet the industry's need for competitive and affordable E&O insurance for Investment Advisors.

Errors & Omissions insurance protects advisors against losses due to an actual or alleged negligent act, error or omission committed in the scope of their duties as investment counselors/advisors.

CalSurance® is a proven leader in the business of providing Errors and Omissions and other insurance liability products to firms and individuals in the financial sales sector, including Investment Advisors, Registered Representatives and Insurance Agents. With over fifty years of experience, CalSurance Associates specializes in insurance placement, consultation and servicing for the financial sales sector.

CalSurance Associates consistently delivers cost-effective, customized E&O solutions for Investment Advisors.

To learn more, please call (800) 745-7189 or email us at

Small to mid-size RIAs, please click here to get an indication.